State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
PacifiCare Resolves Texas Dispute
By Staff WriterNU Online News Service, March 24, 2003, 12:57 p.m. EST -- PacifiCare Health Systems Inc., Cypress, Calif., says it may take responsibility for some ...
March 20, 2003
States May Lighten CE Load For Active-Duty ProducersNU Online News Service, March 20, 2003, 5:17 p.m. EST -- Key insurance regulators want to exempt producers serving in the U.S. armed forces ...
March 09, 2003
ACLI Outlines Priorities For NAIC MeetingByAcquainting 14 new commissioners with a wide array of issues will be a priority for the American Council of Life Insurers at the spring meeting ...
March 09, 2003
For Kansas VA Bill, Will the Third Time Be The Charm?ByA bill that would make variable products subject to securites regulation in Kansas is up for consideration in the state House Judiciary Committee, the third ...
March 07, 2003
Kansas Bill Could Affect Variable ProductsNU Online News Service, March 7, 2003, 5:15 p.m. EST -- Kansas officials are continuing to work to put variable insurance products under the ...
March 02, 2003
Debating The Next Step On Multiple PoliciesDebating The Next Step On Multiple PoliciesByAmid a charge by a consumer advocate that state insurance regulators are "inept" in how they are handling regulation ...
March 02, 2003
Insurance Departments Feel Pain Of States' Budget CrunchesInsurance Departments Feel Pain Of Their States Budget CrunchesByThe fiscal pain that governors say their states will experience in the coming year is rippling through ...
February 24, 2003
New York State Pushes Investment Advisers to RegisNEW YORK (HedgeWorld.com)--New investment adviser regulations for New York State are expected to catch many hedge fund managers that were previously unaffected. Under the regulations, advisers...