State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Certifies HAYES As External Review Organization
By Staff WriterNU Online News Service, June 28, 1:15 p.m. -- The New York State Insurance Department has certified HAYES Plus Inc., Lansdale, Pa., to handle ...
June 21, 2001
Regulators Scrap Over Draft Suitability ModelRegulators Narrow Scope Of Suitability Model And Cut Out IMSA Compliance ProvisionByNew Orleans Sparks flew here at a meeting of the National Association of Insurance ...
June 10, 2001
Capitol Insights: Some Thoughts On Recent HappeningsSome Thoughts On Recent Happenings On The HillSome quick thoughts:Congress and Federal Regulation of Insurance: During a recent hearing on efforts by the states to ...
June 03, 2001
Commissioners Speak To The IssuesBySalt Lake City Three insurance commissioners comprised a panel here that surveyed some of the most high-profile regulatory issues currently before the National Association of ...