State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Letters: New York Agent Group Opposes Dual Charter Proposal
By Staff WriterNew York Agent Group Opposes Dual Charter Proposals To The Editor: The Independent Insurance Agents Association of New York strongly opposes recent proposals to create ...
August 19, 2001
Agent Groups Ask Regulators To Clarify Privacy RequirementsAgent Groups Ask Regulators To Clarify Privacy RequirementsByThe initial rush to put privacy guidelines in place to comply with a 1999 financial services law is ...
August 05, 2001
Legislators Advised That Market Conduct Exams Need FixingLegislators Advised That Market Conduct Exams Need FixingByFindings of a new survey, testimony of regulators and insurers, and a sprinkling of anecdotes hammered home the ...
August 02, 2001
NAIC Eliminates Electronic Form Filing FeesE.E. MazierNU Online News Service, Aug. 2, 10:13 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has eliminated license fees for ...
July 19, 2001
Letters: ACLI Asserts Improving State-Based Regulation Remains 'Job One'ACLI Asserts Improving State-Based Regulation Remains Job One To The Editor: Never before in the pages of National Underwriter have we seen a piece ...
July 05, 2001
Insurers Largely Pleased With Actions By States On PrivacyInsurers Largely Pleased With Actions By States On PrivacyByBy and large, insurers are pleased with states' work on putting privacy standards in place for a ...
July 05, 2001
Editorial: Wink. Wink. ACLI Still Supports State regulation Of InsuranceWink. Wink. ACLI Still Supports State Regulation Of Insurance The protestations by the American Council of Life Insurers that, yes, it does indeed still ...
July 05, 2001
What Has Vermont's Civil Union Law Changed?ByVermont lawmakers attracted national attention in 2000 when they tried to extend most of the economic benefits of a traditional marriage to same-sex couples.But ...