State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Legislators Intend To Pursue A Market Conduct Model Law
By Jim ConnollyState Legislators Intend To Pursue A Market Conduct Model LawByNew York State legislators confirmed plans to develop a market conduct model law and asked insurance ...
June 13, 2003
Insurers Skeptical About Second Data CallNU Online News Service, June 13, 2003, 5:03 p.m. EDT -- Insurers want state regulators to analyze information they already have collected for a ...
June 12, 2003
State Lawmakers Ponder Market Conduct Model ProposalNU Online News Service, June 12, 2003, 5:30 p.m. EDT -- State lawmakers need to hold more discussions about the idea of creating a ...
June 03, 2003
New York Revises Healthy NY ProgramNU Online News Service, June 3, 2003, 4:05 p.m. EDT -- The New York State Insurance Department says Healthy NY, a state-sponsored insurance program ...
June 01, 2003
NAIC's Suitability Effort Seems To Be Edging Toward ConsensusNAICs Suitability Effort Seems To Be Edging Toward ConsensusByTentative optimism is being expressed that a recent roll-up-your-sleeves work session will result in a sales suitability ...
June 01, 2003
NAIC, Regulators Need To Act Before Congress Threatens ActionNAIC, Regulators Need To Act Before Congress Threatens ActionIts getting to be a familiar refrain. The 50 states and the District of Columbia develop confusing, ...
May 29, 2003
State Farm To Market Nebraska 529 PlanNU Online News Service, May 29, 2003, 4:42 p.m. EDT -- State Farm VP Management Corp., a unit of State Farm Mutual Automobile Insurance ...
May 20, 2003
Supreme Court Sides With Maine Drug Subsidy ProgramNU Online News Service, May 20, 2003, 5:52 p.m. EDT -- The U.S. Supreme Court has issued a 6-3 ruling that lets Maine shut ...