State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Agents, Insurers Ink Comments On NAIC Fingerprint Model
By Jim ConnollyInsurers and agents are hoping to put their imprint on a fingerprint model before it advances further toward adoption by state insurance regulators.Reaction to the ...
December 21, 2005
GAO Faults State Regulators Terrorism PlanningState insurance regulators should work to ensure systems are in place to deal with a terrorist attacks, the Government Accountability Office warns.[@@]In a report ...
December 16, 2005
Principles%2DBased Reserve Valuation Office DiscussedThe National Association of Insurance Commissioners may need a reserve valuation office that would be similar to the NAIC's securities valuation office.[@@]Larry Bruning, chief ...
December 14, 2005
Official Wants Better Eam DataOregon Insurance Administrator Joel Ario says state insurance regulators and the American Council of Life Insurers may need to gather more information about the ...
December 05, 2005
SEC's Future Focus: Conflicts of InterestAt Wealth Advisor Summit, the talk was about doing the right thing
December 04, 2005
Last LaughI'm sure I'm not the only person to see the unconscious irony in the hissy fit that Walter Bell, outgoing president of the National Association ...
December 04, 2005
It's Time For Unity In The Indexed Products IndustryIn this post-election period, it is appropriate, but coincidental, that the subject of this article is the need for indexed insurance industry unity and consensus.Further ...
December 04, 2005
It's Time For Unity In The Indexed Products IndustryIn this post-election period, it is appropriate, but coincidental, that the subject of this article is the need for indexed insurance industry unity and consensus.Further ...