State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Maryland to Educate Consumers on LTC
By staff WriterMaryland is offering seminars on long term care insurance to consumers in the state.
August 20, 2010
NASAA's Crawford on State Regulation of RIAs, Fiduciary: The Weekend InterviewDenise Voigt Crawford, Texas Securities Commissioner and president of NASAA, says states are "ready to go" in regulating the approximately 4,000 extra advisors that will officially shift next year.
August 11, 2010
SABIR to Defend State Insurance RegulationA new group, the States Alliance for Balanced Insurance Regulation, will represent small and midsize insurance-related businesses in the looming battle over the role of federal regulators.
August 11, 2010
SABIR to Defend State Insurance RegulationA new group, the States Alliance for Balanced Insurance Regulation, will represent small and midsize insurance-related businesses in the looming battle over the role of federal regulators.
August 05, 2010
Creation of the Federal Insurance OfficeTitle V - Insurance: the portion of the Dodd-Frank Wall Street Reform and Consumer Protection Act that establishes the Federal Insurance Office.
August 05, 2010
Creation of the Federal Insurance OfficeTitle V - Insurance: the portion of the Dodd-Frank Wall Street Reform and Consumer Protection Act that establishes the Federal Insurance Office.
August 04, 2010
GAO Finds Gaps in Medicaid Rate OversightThe Centers for Medicare and Medicaid Services has been inconsistent in reviewing states' Medicaid managed care rates, according to the U.S. Government Accountability Office.
August 02, 2010
Fed Chairman: Economy is Recovering SlowlyComments come at annual Southern Legislative Conference