State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL Defends State Role
By Staff WriterNational Conference of Insurance Legislators officers have sent a letter urging key congressional committee leaders to protect state efforts to regulate insurance markets.
May 18, 2009
LISA Wins Court BattleA Florida administrative judge has tossed out part of a proposed state insurance regulation that could require life settlement firms to file detailed annual reports on out-of-state deals as well as Florida deals.
May 18, 2009
Case Against SEC's Rule 151A Now In Hands Of The CourtWhether equity-indexed annuities will be subject to federal or state regulation will likely hinge on a federal appeals court panel's view on how much risk in a product currently sold as insurance "is too much risk" to be exempt from federal oversight.
May 17, 2009
LISA Wins Court BattleA Florida administrative judge has tossed out part of a proposed state insurance regulation that could require life settlement firms to file detailed annual reports on out-of-state deals as well as Florida deals.
May 17, 2009
Case Against SEC's Rule 151A Now In Hands Of The CourtWhether equity-indexed annuities will be subject to federal or state regulation will likely hinge on a federal appeals court panel's view on how much risk in a product currently sold as insurance "is too much risk" to be exempt from federal oversight.
May 13, 2009
NCOIL Defends State RoleThe National Conference of Insurance Legislators says Congress should include state insurance regulators in any systemic risk oversight effort.
May 13, 2009
NCOIL Defends State RoleThe National Conference of Insurance Legislators says Congress should include state insurance regulators in any systemic risk oversight effort.
May 08, 2009
LISA Wins Court BattleA Florida administrative judge has tossed out part of a proposed state insurance regulation that could require life settlement firms to file detailed annual reports on out-of-state deals as well as Florida deals.