State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Compact Commission Votes Down Public Access To Product Filings
By Jim ConnollyA call to open public access to product filings that are pending approval with the Interstate Insurance Product Regulation Commission was voted down by state ...
September 23, 2008
Birnbaum Calls Paulson Comments OrwellianA consumer advocate is blasting efforts by U.S. Treasury Secretary Henry Paulson to blame state regulators for the events that led to the takeover of ...
September 23, 2008
Birnbaum Calls Paulson Comments OrwellianA consumer advocate is blasting efforts by U.S. Treasury Secretary Henry Paulson to blame state regulators for the events that led to the takeover of ...
September 22, 2008
Compact Commission Debates Filing AccessState commissioners here for the fall meeting of the National Association of Insurance Commissioners voted against allowing public access to product filings that are waiting ...
September 22, 2008
Compact Commission Debates Filing AccessState commissioners here for the fall meeting of the National Association of Insurance Commissioners voted against allowing public access to product filings that are waiting ...
September 21, 2008
Separation Of Powers Is WorkingThe controversial proposal by the Securities and Exchange Commission, to adopt Rule 151A, could have a major impact on development, marketing, purchase and oversight of fixed indexed annuities (FIAs). This Rule, which would...
September 20, 2008
Separation Of Powers Is WorkingThe controversial proposal by the Securities and Exchange Commission, to adopt Rule 151A, could have a major impact on development, marketing, purchase and oversight of fixed indexed annuities (FIAs). This Rule, which would...
September 12, 2008
NAIC To Support OII, But NCOIL DemursThe National Association of Insurance Commissioners has announced it will support legislation creating an Office of Insurance Information within the Treasury Department.The NAIC made its ...