State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Compliance is King
By Nichole Morford3 reasons to consider a third-party review for your marketing materials.
May 10, 2012
Proskauer Rose: Feds Are Auditing PPACA ComplianceThe Labor Department is asking about matters such as disclosure notices and preventive services documents, the firm says.
May 10, 2012
Economic Mobility Better in Northeast, Worse in SouthLocation matters. If you live in the Northeast, youre more likely to enjoy more upward and less downward mobility than the nation as a whole, Pews Economic Mobility Project said.
May 09, 2012
Court Rules on Greenberg AIG CaseAn appellate court in New York has cleared the way for a trial on allegations that Maurice Hank Greenberg and Howard Smith, then CEO and CFO of American International Group, respectively, committed fraud in connection with two reinsurance transactions that allowed AIG to inflate loss reserves without transferring risk.
May 08, 2012
The Difference Between the U.S. and Europe in 1 Graph (The Atlantic)If similar fiscal transfers existed in the EU as in America, the rich north would have to send Portugal and Greece an additional 30 cents for every dollar paid in taxes, year after year.
May 03, 2012
E.U. Bank Capital Deal FailsAlthough discussions dragged on till the wee hours of the morning, E.U. finance ministers were unable to put together a deal on toughening bank capital rules.
May 01, 2012
Community First: People with Care Needs Eye Half of the TableSome commenters want HHS to be more specific about who gets which seats.