State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
E.U. Bank Capital Deal Fails
By Marlene Y. SatterAlthough discussions dragged on till the wee hours of the morning, E.U. finance ministers were unable to put together a deal on toughening bank capital rules.
April 26, 2012
NARAB II Welcomed to Senate For First Time; Boasts NAIC SupportEven with NAIC suport, and Big I signing on, will Senate Banking move on it this year?
April 25, 2012
Investors Lost Confidence in April, Indexes ShowAlong with the Consumer Confidence Index, State Street and Spectrem surveys make moderate dips in April as investors cool to market conditions.
April 24, 2012
Using Solicitors—Are You Compliant?More and more SEC advisors are engaging solicitors to generate new business.
April 24, 2012
Scrounging for DollarsThe multi-state settlement with MetLife of its unclaimed property practices, coupled with an announcement that the settlement could include the return of perhaps $700 million either to policy beneficiaries or to the states, raises more questions than it answers.
April 24, 2012
Scrounging for DollarsThe multi-state settlement with MetLife of its unclaimed property practices, coupled with an announcement that the settlement could include the return of perhaps $700 million either to policy beneficiaries or to the states, raises more questions than it answers.
April 12, 2012
Arkansas Judge Fines J&J $1.1B in Risperdal CaseOfficials have accused the manufacturer of misleading the state Medicaid program.
April 12, 2012
Colo. House Debates $7.4 Billion Spending PlanRepublicans question the seriousness of some Democratic reproductive health proposals.