State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
The 2013 Compliance To-Do List
By Thomas D. GiachettiLets make 2013 the year that advisory firms finally take internal control of their compliance obligations, rather than relying on unrelated parties to do so.
January 15, 2013
Arizona governor to expand Medicaid programJan Brewer, a Republican, has surprised lawmakers in her state by deciding to take PPACA money.
January 15, 2013
Arizona governor to expand Medicaid programJan Brewer, a Republican, has surprised lawmakers in her state by deciding to take PPACA money.
January 14, 2013
Mali Islamists seize town amid French interventionThe French hope it will be a matter of weeks before formal control can be handed back to the Malian government.
January 11, 2013
Lewin Group reviews Medicaid expansion for New HampshireActing on the PPACA provisions could cut the number of uninsured by 24 percent, the consultants say.
January 11, 2013
Lewin Group reviews Medicaid expansion for New HampshireActing on the PPACA provisions could cut the number of uninsured by 24 percent, the consultants say.
January 10, 2013
2013: The Road AheadNASAA will keep a close eye on Congress' attempts to delay or derail Dodd-Frank regs, another round of JOBS act-related legislation and an SRO for advisors.
January 08, 2013
State LTC managers: Warm hearts colliding with cold realityMaking care for the elderly a priority is fine, but cash is king, officials say.