State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Supreme Court Backs Mandatory Arbitration; NASAA Calls for Action
By Melanie WaddellAfter the decision, which backed American Express' right to bar class-action suits, Congress must "restore some vestige of consumer protection," NASAA's Heath Abshure said.
June 18, 2013
FSI Claims Victory in Florida ‘Notice-Filing State’ BattleThe law makes it easier for advisors to make changes to their business.
June 18, 2013
Dan Maynard: It's exchange testing timeThe eye of the marketplace construction storm is now over the system integrators.
June 18, 2013
Dan Maynard: It's exchange testing timeThe eye of the marketplace construction storm is now over the system integrators.
June 17, 2013
Choice of health plans to vary sharply from state to stateInsurers dont have to compete for customers if they dont want to.
June 17, 2013
Choice of health plans to vary sharply from state to stateInsurers dont have to compete for customers if they dont want to.
June 14, 2013
Feds propose state LTC ombudsman program regsOfficials want to finalize draft rules that were released in 1994 but never completed.
June 10, 2013
Preferring abortionCuomos Womens Equality Act has a provision that would allow nondoctors to perform abortions.