State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Tsarnaev family received $100G in benefits
By Staff WriterThe state provided benefits due to the familys socioeconomic condition, not to possibly plan an attack on the U.S.
April 24, 2013
Yes, it's time for an Internet sales taxIt might cost consumers more, but small retailers will be happy.
April 22, 2013
Compliance oversight lacking at insurance companiesOnly 10 percent graded their companys system at the top end of the spectrum for compliance management and supervision.
April 22, 2013
Compliance oversight lacking at insurance companiesOnly 10 percent graded their companys system at the top end of the spectrum for compliance management and supervision.
April 19, 2013
After Boston Bombing, Understanding Chechnya’s Bloody HistoryWith Russia and the United States facing the same threat, is there suddenly a community of interests that will bring the two countries together?
April 18, 2013
State regulators to hike exam fees for Series 63, 65 and 66Despite increased costs of maintaining the exams, NASAA says the exam fees have not increased for the past four years.
April 18, 2013
State regulators to hike exam fees for Series 63, 65 and 66Despite increased costs of maintaining the exams, NASAA says the exam fees have not increased for the past four years.