State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Obama’s Visit to Mexico Puts Spotlight on Drugs, Security
By Savita Iyer-AhrestaniSix months into President Enrique Pena-Nieto's term, many foreign investors believe the country may finally be turning a corner.
May 03, 2013
Source of funds still a gray area for insurance-only agentsWhats an insurance-only agent to do when a client wants to liquidate securities to buy a fixed annuity?
May 03, 2013
Source of funds still a gray area for insurance-only agentsWhats an insurance-only agent to do when a client wants to liquidate securities to buy a fixed annuity?
May 03, 2013
States: PCIP running out of cashA contract delivered Friday says states will be reimbursed "up to a ceiling."
May 03, 2013
States: PCIP running out of cashA contract delivered Friday says states will be reimbursed "up to a ceiling."
May 02, 2013
Niall Ferguson: 4 Reasons America Is Falling ApartNiall Ferguson, a conservative Harvard professor equally at home in the sweep of civilization as the history of finance, explained to an audience of investment professionals how it is that much of the world is growing while the U.S. is slowing.
May 01, 2013
Chris Christie comes out for Good Samaritan Drug Overdose billDrug overdose victims will be able to call 911 without the fear of prosecution.
May 01, 2013
President Obama predicts ‘glitches and bumps’ in ObamaCare rolloutBumps and glitches or a train wreck you decide.