State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
LTCI Watch: Why Medicaid?
By Allison BellOne reason is in the mirror. Another is sidewalks.
June 09, 2015
LGBT and modern families: What advisors need to knowA high-level overview of the most common questions that come up in dealings with non-traditional clients, as well as brief answers to get you started.
June 09, 2015
Christie wins pension battle as court punts funding crisisUnions for New Jersey's teachers, firefighters and other public employees sued seeking full payment into a pension system underfunded by $83 billion.
June 08, 2015
Marijuana investing: Why advisors should just say noIf your clients want to jump in the marijuana industry, remind them its still illegal at the federal level.
June 08, 2015
Poll: Americans want Supreme Court to leave PPACA subsidies aloneRespondents were about as likely to back the subsidies as to oppose PPACA.
June 08, 2015
Maine rejected by U.S. Supreme Court on PPACA requirementThe state has to offer Medicaid to low-income young adults until 2019.
June 05, 2015
Marijuana Investing: Why Advisors Should Just Say NoAdvisors can't in good faith recommend an investment that's still illegal, lawyer David Welch says, but they can help position clients for eventual legalization.
June 04, 2015
Report: A Republican Supreme Court victory on PPACA could backfire in 2016 swing statesBarrasso has told House Republicans to be ready to respond quickly.