State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC highlights consumer complaints
By Brian AndersonAn NAIC report provides unique insight on consumer complaints, and which states are most aggressive at reprimanding producers.
July 06, 2015
4 burning questions about medical marijuanaLegalized use of marijuana in some states creates complex employment issues for employers.
July 06, 2015
4 burning questions about medical marijuanaLegalized use of marijuana in some states creates complex employment issues for employers.
July 01, 2015
Test your elder fraud IQYour clients may be smart, risk-averse, tech-savvy ... and they may still be at risk.
June 29, 2015
Does Gay Marriage Ruling End a Financial Planning Niche?The workarounds that advisors in many states created to provide same-sex couples with legal benefits now must be unwound.
June 28, 2015
View: Why John Roberts upheld PPACA but dissented on gay marriageAn argument for seeing the chief justice as a promoter of the machinery of democracy.
June 28, 2015
View: Why John Roberts upheld PPACA but dissented on gay marriageAn argument for seeing the chief justice as a promoter of the machinery of democracy.
June 26, 2015
In state with 79 percent hole in pension plan, lawmakers are doing fineKentuckys retired state workers pension fund is the most underfunded in the country, yet the state's lawmakers don't have that problem.