State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Trump's choice of conservatism or Trumpism
By Albert R. HuntWhether Trump will work with the Republican Party or against it remains to be seen.
October 26, 2016
SEC Approves Intrastate Crowdfunding RulesFinal rules adopted Wednesday are designed to further facilitate access to capital in cross-state and regional securities offerings.
October 25, 2016
State ACA exchange rate changes vary wildly for 2017The benchmark rate will rise 116 percent in one state and fall 3 percent in another.
October 25, 2016
10 Principles for Better Fintech PolicymakingPolicymakers struggle to keep up with the rapid pace of technology innovation, and new business models are hampered by outdated regulations.
October 24, 2016
State regulation of stop loss narrows marketsBrooks Goodison explains how state regulators are changing stop-loss insurance regulation in ways that could impact partial self-insurance options.
October 21, 2016
Insurance think tank forecasts more mergers, political gridlockRelations on Capitol Hill could be especially contentious if Hillary Clinton wins the White House and the GOP retains control of Congress.
October 21, 2016
Insurance think tank forecasts more mergers, political gridlockRelations on Capitol Hill could be especially contentious if Hillary Clinton wins the White House and the GOP retains control of Congress.
October 19, 2016
Wells Fargo Probed for Criminal Identity Theft in CaliforniaAttorney general serves search warrant on lender; the bank says its cooperating, providing requested information.