Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
To fee or not to fee
By Mike WerlingThe question of whether to charge fees for financial planning advice or take commissions for selling financial products cannot be answered in the space of a magazine story. Every advisor has to answer that question for himself, find his own comfort
May 20, 2006
Mega Million Paychecks For Top Insurance ExecsIn 2006, 22 executives at the top 16 insurers that sell life insurance pulled in total compensation of over $261 million, according to regulatory filings.
May 18, 2006
Ohio Regulators Investigate Benefits BrokersThe Ohio Department of Insurance is still checking to see whether insurance brokers told government agency clients enough about their compensation arrangements.Regulators announced Wednesday that ...
May 18, 2006
Ohio Regulators Investigate Benefits BrokersThe Ohio Department of Insurance is still checking to see whether insurance brokers told government agency clients enough about their compensation arrangements.Regulators announced Wednesday that ...
April 11, 2006
Report Covers Worksite Comp ArrangementsEastbridge Consulting Group Inc. has published a sequel to its 2002 analysis of worksite marketing commission and compensation practices.The new report includes information about topics ...
March 26, 2006
Read The Fine Print When Choosing An HSA CustodianWhen looking for the right health savings account custodian, you'll quickly discover there are almost as many fee options to consider as there are custodians ...
March 26, 2006
Read The Fine Print When Choosing An HSA CustodianWhen looking for the right health savings account custodian, you'll quickly discover there are almost as many fee options to consider as there are custodians ...
March 01, 2006
Howard SontagFounder/Managing Partner Sontag Advisory 261 Madison Avenue, #14 New York, New York 10016 212-973-1200 Fax: 212-973-1210 [email protected] Year practice began: 1995 Number of advisors: 6 Number of support staff: 20 Clients: more than 350 Client assets:...