Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
FPA Describes Proposed Changes To CFP Code Of Ethics As Flawed
By Warren S. HerschIn formal comments submitted on September 25 to the CFP Board of Standards, Financial Planning Association President Daniel Moisand said that proposed changes to the ...
September 12, 2006
Agency May Rewrite Accountant Independence RulesThe Employee Benefits Security Administration may write new rules relating to the independence of employee benefit plan accountants.The U.S. Department of Labor, EBSA's parent, wrote ...
September 11, 2006
Agency May Rewrite Accountant Independence RulesThe Employee Benefits Security Administration may write new rules relating to the independence of employee benefit plan accountants.The U.S. Department of Labor, EBSA's parent, wrote ...
August 10, 2006
McCamish Updates Producer Comp ManagerA software company has developed a new version of a product that helps insurers track relationships with agents and brokers.McCamish Systems L.L.C., Atlanta, has released ...
July 30, 2006
FPA President Questions Revisions To CFP Standards Of ConductThe head of an association serving the nation's 50,000 licensed certified financial planners is expressing concerns about proposed revisions to the CFP Board's Standards of ...
July 30, 2006
FPA President Questions Revisions To CFP Standards Of ConductThe head of an association serving the nation's 50,000 licensed certified financial planners is expressing concerns about proposed revisions to the CFP Board's Standards of ...
July 27, 2006
Persuading Employers To TakeAmericans are awfully fickle. What's hot one day can easily fall out of favor the next, often for no apparent reason. That's true for clothing ...
July 27, 2006
Persuading Employers To TakeAmericans are awfully fickle. What's hot one day can easily fall out of favor the next, often for no apparent reason. That's true for clothing ...