Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Daniel Moisand Takes Over as CFP Board Chair
By John ManganaroMajor ongoing projects for the CFP Board include a review of the board's competency standards.
December 02, 2022
4 Trends Shaping Up in 401(k)sRetirement industry executives see a fast-growing need for trusted, fiduciary advice about retirement income.
November 16, 2022
DPL Set to Distribute Corebridge Financial AnnuitiesCorebridge brings two commission-free annuity products to the DPL platform, both geared to fee-only financial advisors.
November 08, 2022
4 Ways to Make a Move — With Fewer HeadachesWhile switching firms is a major undertaking, the fear of what this process entails should not hold you back.
November 02, 2022
What Separates the Best RIAs From the Rest: SchwabAverage RIA assets doubled in the past five years, but that growth isn't spread equally, Schwab's research shows.
November 02, 2022
BD Deals: When Do Advisors Win, Lose?The size of the firm being sold and of the acquiring firm can make a big difference in advisor retention.
October 26, 2022
5 Steps to Boosting Your Independence — TodayThis is the best time in decades for advisors to upgrade and strategically position their practices, says one recruiter.
October 24, 2022
How to Maintain RIA Independence Amid a Wave of ConsolidationNew client demands, lower trading revenue and a search for economies of scale have triggered increased M&A, but not all firms aim to sell.