MetLife Hires Chief Marketing Officer: Personnel Moves
By Allison BellThe company has also named a technology chief for a newly acquired managed vision care unit.
September 10, 2021
Retirement Plan Study Finds Benefits to Using a Single RecordkeeperRespondents with one provider reported time savings of 17% to as much as 50%, Principal Financial Group found.
September 10, 2021
Schwab Scraps In-Person Plans for Impact 2021The firm's annual conference will be virtual-only again for the second straight year.
September 10, 2021
Wells Fargo Fined $250M Over Unresolved Issues Tied to ScandalsThe penalty adds to the $5 billion in fines and legal settlements the bank has paid over the last five years for fake accounts and more.
September 10, 2021
FINRA Exam Chief Bari Havlik to RetireShe'll be succeeded by Greg Ruppert on Nov. 1.
September 10, 2021
VanEck Launches First Sustainable Muni ETFThe fund, managed by Jim Colby and Stephanie Wang, adds to VanEck's current muni ETF lineup, which has $7 billion in assets.
September 10, 2021
SEC's New Ad Rule Is Advisors' Top Compliance Challenge: PollFirms also want the SEC to conduct investor testing on Form CRS and rewrite the Custody Rule, an IAA poll finds.
September 10, 2021
Cathie Wood's Ark ETFs Sell $139M of Tesla StockThe sales amount to around 3% of ARK's Tesla stake, and the firm still holds well over $4 billion, making it one of Tesla's top 20 holders.