'Accredited Investor' Definition Sparks House Debate
By Melanie WaddellAt issue: the SEC's plan to update in April the financial thresholds defining who qualifies.
February 08, 2023
Deloitte Warns Life Insurers to Get a Jump on Internal AuditsFirm analysts say companies should find any sales and marketing problems before FINRA and DOL examiners do.
February 08, 2023
Genworth to Launch Senior Care Provider Network BusinessThe company hopes to resume issuing long-term care funding products in 2024.
February 08, 2023
Biden Moves to Shield Medicare and Social Security From Budget ShowdownThe White House plans to post its own budget March 9.
February 07, 2023
'Everything Is on the Table' in CFP Competency Standards ReviewThis includes the requirement that all CFP professionals have at least a bachelor's degree.
February 07, 2023
SEC Reveals Top Exam Priorities for 2023The new Marketing Rule is one compliance area that tops the list.
February 07, 2023
Powell Says Further Rate Hikes NeededIf the job situation remains very hot, "it may well be the case that we have to do more," the Federal Reserve chair said Tuesday.
February 07, 2023
Ex-LPL, Wells Fargo Rep Pleads Guilty to Stealing $600K From ClientsThe now-barred broker used clients' money to fund gambling and personal expenses, according to the Justice Department.