SEC Issues Warning on Complex Investment Products
By Melanie WaddellExpanded access to self-directed accounts and complex investment products may require tighter controls, SEC officials said.
October 28, 2020
JPMorgan Rebrands Wealth Management BusinessThe overall business has been renamed J.P. Morgan Wealth Management, while J.P. Morgan Securities has become J.P. Morgan Advisors.
October 28, 2020
What Would Top Biden's Presidential To-Do List?Greg Valliere discusses what he thinks a President Biden would do first — and why it's too soon to count Trump out.
October 28, 2020
How to Change Wealth Management's Lack of DiversityWe need to get comfortable with the fact that making tangible change in an established industry is painful and slow.
October 28, 2020
Venerable Agrees to Reinsure $12B Equitable Holdings Annuity BlockThe deal affects about 13% of the variable annuities Equitable Holdings units have in force.
October 28, 2020
Why Firms Need Zero-Trust Cybersecurity, Especially NowCOVID-19 has meant advisors and employees work from home, a target for cybercriminals. Thus, security needs to be stepped up.
October 28, 2020
Centene Is Getting More COVID-19 Bills: EarningsAflac and Unum also posted results for the third quarter.
October 28, 2020
Finseca NY Forms Independent BoardPhillip Held, a financial services professional in Buffalo, will be the chairman.