CFP Board Proposes Changes to Disciplinary Process
By Melanie WaddellThe CFP Board also released FAQ guidance concerning revisions to the CFP Board's Code and Standards changes.
November 27, 2018
John Bogle: RIAs Are the Future; Trading Is Investors' EnemyThe Vanguard founder tells ThinkAdvisor about Vanguard's tech glitches, Fidelity's no-fee funds and what's in his portfolio.
November 27, 2018
CMS Proposes Medicare Part D UpdatePlans could make more use of prior authorization and step therapy.
November 26, 2018
Sweeping Tax, Retirement Bill Released in HouseThe bill would order an IRS restructuring and implement some RESA provisions, among many other measures.
November 26, 2018
IRS Floats New Business Interest Expense RuleThe rule would limit the tax deduction for certain small businesses whose gross receipts are under $25 million.
November 26, 2018
New York Best Interest Standard Violates Law: NAIFA-NYThe producer group says agents work for the insurer, not for the customer.
November 26, 2018
NASAA Keeps Waiver, Exam Fees the Same for 2019Enrollment fees for the NASAA Series 63, 65 and 66 exams will stay at last year's levels.
November 26, 2018
TD Ameritrade's Live Streaming Analysis Now Available on Amazon Fire TV"The Fire TV launch was a natural next step" for the network, says Executive Vice President Steve Quirk.