Raymond James Nabs $140M Wells Fargo Rep: Recruiting Roundup
By Janet LevauxPlus, Dakota Wealth Management, an independent wealth group with $700 million in assets, acquires GML Associates.
January 02, 2019
How Did the Markets Do in 2018? A RecapThe biggest and smallest losers, along with some gainers in S&P Dow Jones indexes, based on total returns.
January 02, 2019
Morgan Stanley Taps Cash Spigot for IPO DominanceThe rainmaker to watch this year is Michael Grimes, who's based in Silicon Valley as co-head of the bank's technology franchise.
January 02, 2019
Gary Shilling Sees 66% Chance of Recession in 2019He recommends "defensive" stock sectors, long-term Treasuries and a "heavy cash position."
January 02, 2019
The Statistical Meaninglessness of Year's First Day for StocksSince 1928, gains or losses in any year's inaugural session have matched the annual direction of U.S. stocks only about half of the time, data compiled by Bloomberg shows.
January 02, 2019
FINRA Seeks SEC Approval of Dispute Resolution RulesOne rule would prohibit compensated non-attorney representatives from practicing in the FINRA arbitration and mediation forum.
January 02, 2019
Focus Financial Partners Maintaining Aggressive M&A PaceBoston-based Colony Group, which has over $6 billion in assets, is buying Aurora, which has roughly $400 million.
January 02, 2019
In Light of SEC Shutdown, Here's How Advisors Should ProceedAdvisors still need to file their forms on time despite the government shutdown.