Market Conduct Reform? Yes, But How?
By Jim ConnollyByThere is general agreement that market conduct oversight of insurance activities can be made better, but wrestling with the details continues to be the task ...
December 04, 2003
SEC Proposes Rules To Fight Fund AbusesNU Online News Service, Dec. 4, 2003, 5:19 p.m. EST -- The U.S. Securities and Exchange Commission took steps Wednesday to fight late trading, ...
December 04, 2003
RGA, MetLife Agree On Securities Registration RightsNU Online News Service, Dec. 4, 2003, 5:07 p.m. EST -- Reinsurance Group of America Inc., Chesterfield, Mo., says it has signed an agreement ...
December 04, 2003
Turnkey Death Planning Programs May Work In The U.S.Turnkey Death Planning Programs May Work In The U.S.Those of us with aged parents (and perhaps even those of us who are not getting any ...
December 04, 2003
Fidelity, Hartford On Top Of Dalbars Revamped Web Site RatingsByDalbar Inc., Boston, revised its widely watched rating system for ranking financial Web sites in the third quarter of 2003, the better to reflect site ...
December 04, 2003
Why Its Critical To Do ResearchByPhoenix, Ariz. "Marketing without research is not marketing," said Thomas Hayes at a meeting here. In fact, research is the very basis of marketing, said ...
December 04, 2003
Qualified Plan Rollovers: The Next FrontierByThe qualified plan rollover market is hardly new. For example, Larry Klein, a registered investment advisor, says rollovers have represented 40% to 50% of his ...
December 04, 2003
The Really Rich Fared Better Than The Merely Rich In Market DownturnThe Really Rich Fared Better Than The Merely Rich In Market DownturnByThe technology bust of the late 90s hurt those on the low end of ...