House Passes Bill Requiring SEC to Test Investor Disclosures
By Melanie WaddellSEC Disclosure Effectiveness Testing Act also requires the agency to review and test its existing disclosures for retail investors.
October 17, 2019
10 Trends Driving Markets for the Next 3 DecadesIn a survey of big investors, one trend emerged as the unambiguous winner.
October 17, 2019
Schwab to Allow Trading of Fractional Shares: ReportThe move suggests other shifts by the brokerage firm as it seeks to add younger investors to its client base, one industry watcher says.
October 17, 2019
Morgan Stanley CEO: Zero Commissions Won't Hurt Advisory Fees"The advice pricing holds up as long as clients are getting value," CEO James Gorman said.
October 17, 2019
TD Ameritrade's Skip Schweiss Named 2020 FPA President-ElectFPA also elected new board members and FPA NexGen leaders.
October 17, 2019
Nassau Financial to Acquire Foresters' U.S. Life BusinessNassau, the Phoenix Companies Inc. buyer, aims to sell new products, not just administer old products.
October 17, 2019
ACLI, IRI Have a Message for 7 Republican SenatorsThe groups are working to get the Secure Act out of neutral.
October 17, 2019
Integrity Marketing Makes 2 More DealsOne is for a final expense and annuity IMO, and the other is for a Medicare plan IMO.