JPMorgan Jumps Into 401(k) Annuity Market
By Allison BellThe bank is looking to offer target-date funds with annuitization features, including options from Equitable and Prudential.
August 18, 2024
NFL Owners, Leaders to Meet on Private Equity Stakes in TeamsIn May, team owners were zeroing in on plans to let institutional investors buy up to 10% of clubs.
August 16, 2024
Complaint Accusing Advisor of Churning Retirees' Accounts DroppedIn the case, an RIA had been blamed for costing a couple over $800,000 through excessive and inappropriate trades.
August 16, 2024
Snappy Kraken Rolls Out New Marketing PlatformThe firm is deepening its commitment to the enterprise segment of the advisor industry, CEO Robert Sofia says.
August 16, 2024
IRS Teams With States and Tax Industry to Fight ScamsThe Coalition Against Scam and Scheme Treats aims to quickly alert the public to new and emerging threats.
August 16, 2024
American Portfolios Agrees to $225K FINRA FineThe firm failed to flag a client's deposit and liquidation of 330,000 shares on one day, for instance.
August 16, 2024
Vanguard to Launch 2 Active Muni ETFsThe investment giant's new funds will offer diversified exposure across sectors, states and credit quality.
August 16, 2024
Raymond James' Expands Leadership ReshuffleThe firm's latest shifts come five months after Chief Executive Officer and Chair Paul Riley said he planned to retire from the CEO slot.