Raymond James Investment Management Launches Its First 3 ETFs
By Dinah Wisenberg BrinThe ETFs aim to provide advisors and investors access to income-focused strategies.
October 02, 2025
Rep in Hot Water Over Annuity Swaps in Senior Clients' AccountsFINRA has fined and suspended an Oakwood Capital rep for recommending seven unsuitable variable annuity exchanges.
October 02, 2025
UHNW Institute Launches Single-Family Office Leadership GroupThe Single Family Office Circle's offerings include unbiased content, peer forums, practice development tools and networking resources.
October 01, 2025
Life Broker Backed by Robert Downey Jr. Moves Toward IPOEthos Technologies' filings value its life commission stream at about $400 per policy sold.
October 01, 2025
Genworth Returns to Active Long-Term Care Insurance SalesThe company's CareScout subsidiary is offering a policy that can provide up to $250,000 in benefits.
October 01, 2025
UBS Sues 4 Ex-Advisors With $1.4B Over Non-Solicitation AgreementsThe advisors abruptly left to form Loxahatchee Capital and immediately began soliciting UBS clients, the wirehouse alleges.
October 01, 2025
Biggest Quarter Ever for RIA Deals: DeVoePrivate equity-backed consolidators represented the majority of Q3 activity, fueling consolidation, the consulting firm reports.
October 01, 2025
Osaic Secures 'Exclusive License' for Wealth.com's Family Office SuiteThe partnership prioritizes the support of estate planning needs of advisors’ most affluent clients.