Running Your Business
Insights on how to run an insurance agency, along with coverage of agency management and agency technology news.
8 critical questions to prepare for FINRA suitability exams
By Melanie WaddellIf you cant answer them, one lawyer says its time to revisit your policies and procedures before FINRA does it for you.
October 10, 2013
SEC's White: Fiduciary rule remains 'major focus''It's very important to work on and resolve where we are going on it,' White said.
October 10, 2013
Neasham case settled, but aftershocks continueJudging the mental competence of senior clients remains a thorny issue for advisors.
October 10, 2013
Get to know Obama's top pick for Fed chairmanLearn a few things about Janet Yellen, President Obama's top choice to lead the Federal Reserve next year.
October 09, 2013
5 things super successful people do before 8 amYour mom was right: The early birds do generally get the worm.
October 09, 2013
California Appellate Court nixes Neasham convictionThe agent at the center of a controversial case intends to get his license back.
October 09, 2013
IAIS proposes plan for first ever global capital standardIt could range from a minimum capital standard to something more prescriptive.