Women in Wealth
Read news and profiles of top women in wealth management, wealthtech/fintech and other parts of the financial services industry.
Market and Other Madness Is in the Air
By Janet LevauxYes, March was a big news month: The U.S. Court of Appeals for the 5th Circuit voted 2-1 on the 15th to vacate the Labor Department's fiduciary rule.…
March 16, 2018
DOJ Expands Sales Review to Wells Fargo Wealth Unit: ReportEmployees in Phoenix are being interviewed by investigators concerning the bank's own investment products, according to the Wall Street Journal.
March 15, 2018
Merrill Shifts Execs, Resources to Better Serve Ultra-WealthyThe news comes about two weeks after rival Morgan Stanley moved to form a 66-member team to serve UHNW clients.
March 08, 2018
Galvin Targets Wells Fargo Wealth UnitThe regulator wants to examine the extent of referrals and recommendations tied to 401(k) rollovers.
March 02, 2018
Wells Fargo Wealth Investigation 'A Big Deal'Industry watchers expect the probe into the wealth management unit to hurt advisor recruiting and retention.
February 21, 2018
Janney Nabs $220M Merrill Advisor: Recruiting RoundupMeanwhile, an H.D. Vest affiliate, the Carson Wealth Group and R.M. Davis announce new financial advisors and investors.
February 16, 2018
Millennials Hesitant to Go All-in on Digital AdviceMillennials demand digital communication and robo-advice but they dislike most banking apps and still want access to human advice, MyPrivateBanking reports.
February 13, 2018
What Advisors Don’t Get About Female Clients: Barbara HusonThe prominent wealth coach talks to ThinkAdvisor about what advisors need to do whether they want to or not to connect with women.