Growing RIA Grabs $160M Group in SoCal
By Janet LevauxMercer Advisors says this is its sixth deal over the past 12 months; it has $9.6 billion in client assets.
February 09, 2017
$4.7 Trillion 401(k) Market ‘There for the Taking’ for RIAs"Its a wide open competitive landscape," says Skip Schweiss of TD Ameritrade.
February 09, 2017
Bogle: ‘Fiduciary Principle Will Live On’ No Matter WhatThe lower cost funds and fee-based accounts created in response to the fiduciary rule will remain, writes the former Vanguard CEO.
February 08, 2017
HighTower Nabs $1B Breakaway Duo in New York: Recruiting RoundupMeanwhile, RBC adds a pair from Merrill Lynch in Minneapolis with $1 million in yearly fees and commissions.
February 08, 2017
The Future of the DOL Fiduciary Rule Could Be Decided This WeekAs a federal judge in Texas has ruled in favor of the Labor Department, clarity could be coming soon.
February 07, 2017
PE Firm to Buy Financial Compliance OutsourcerLovell Minnick, an owner of Lincoln Investment Planning, is set to acquire Foreside Financial Group, which works with BDs and IAs.
February 06, 2017
TD Ameritrade CEO's Top 6 Guiding PrinciplesIn his first appearance at TD Ameritrade's National LINC conference as CEO, Tim Hockey expounded on his principles for growing a business.
February 06, 2017
Focus Financial Says ‘Howdy, Partner’ to $800M RIA in TexasCFO4Life worked with LPL Financial for six years and then "felt it had outgrown LPLs model."