Salesforce Announces AI-Driven Enhancement for CRM
By Danielle AndrusSalesforces targeted CRM for financial services firms has new artificial intelligence and natural language processing capabilities.
March 24, 2017
Advisor Gets 7-Year Sentence for $21M Ponzi Scheme: EnforcementIn other enforcement news, SEC charges a Virginia man with insider trading and FINRA fines Credit Suisse.
March 23, 2017
New Money Market Fund Rules Working as Planned: NY FedAs a result of the new rules, money has shifted away from riskier institutional prime and muni funds into safer government funds.
March 23, 2017
‘Myth Busting’ Ex-Broker to Pay Dating Guru $1MA FINRA panel has ruled that radio host Dawn Bennett is required to compensate the former client for losses and expenses.
March 22, 2017
Raymond James Adds Team of Women From Morgan Stanley: Recruiting RoundupMeanwhile, TD Wealth grabs a group in New Jersey from Wells Fargo.
March 22, 2017
Advising Clients on Social Security: Talking Points, Part 3This installment introduces more advanced Social Security topics like Restricted Application, and coordinating spousal benefits and the Three-Legged Stool.
March 22, 2017
Wall Street Bonuses Not Keeping Up With ProfitsNew York Comptroller finds that NYSE firms had a 21% bounce in profits, but employees' average bonus rose just 1% last year.
March 22, 2017
SEC Shortens Trade Settlement Cycle to 2 Days From 3The T+2 rule is designed to enhance efficiency and reduce risk, the SEC says.