RIAs

News, analysis, advice and more for registered investment advisors (RIAs).

SEC Broker Conduct Plan Is Not a Fiduciary Standard

April 19, 2018

SEC Broker Conduct Plan Is Not a Fiduciary Standard
M&A Activity for RIAs Surges in Q1, Poised for Boffo Year

April 19, 2018

M&A Activity for RIAs Surges in Q1, Poised for Boffo Year
Kestra Nabs Veteran Merrill Team in Ohio: Recruiting Roundup

April 18, 2018

Kestra Nabs Veteran Merrill Team in Ohio: Recruiting Roundup
CFP Board and NAPFA Announce New Collaboration

April 18, 2018

CFP Board and NAPFA Announce New Collaboration
Ron Carson Chooses His Successor

April 18, 2018

Ron Carson Chooses His Successor
HighTower to Buy $4.5B Salient Private Client

April 17, 2018

HighTower to Buy $4.5B Salient Private Client
VanEck Launches Real Asset ETF as Inflation Hedge: Portfolio Products

April 16, 2018

VanEck Launches Real Asset ETF as Inflation Hedge: Portfolio Products