BNY Mellon Nabs Veteran Goldman Wealth, Tech Exec
By Janet LevauxAvi Shua was with Goldman for almost 28 years and led its global wealth management tech group since 2013.
October 03, 2018
Main Growth Driver for RIAs Is Market Performance: StudyThis "should be a flag for our profession," Managing Director Gabriel Garcia said.
October 02, 2018
Most Institutional Investors Use ESG in Investment Approach: SurveyAn RBC survey found institutional investors felt it was a fiduciary duty to use ESG, and many believe ESG outperforms.
October 02, 2018
Morningstar and Mercer Pair Up to Offer Data PlatformThe two firms announced an alliance to provide institutional asset management data on a single global platform.
October 02, 2018
Martijn Cremers: In Active Management, It's Not the '90s AnymoreA lot can change in the investment world in 20 years — including the conventional wisdom.
October 02, 2018
3 Ways an Advisor Can Become a Local CelebrityIndependent advisors can't afford to be "the best kept secret" if they want to grow and remain profitable.
October 01, 2018
SEC's Stein Wants More Cyber Rules for Advisors, BDsCommmissioner Stein is pressing Clayton to prioritize what she calls "Regulation SCI 2.0."
September 28, 2018
Loring Ward Merging With Focus Financial-Backed Buckingham for $235MThe combined firm should work with 300-plus RIAs and have a combined $30 billion in assets under management.