Lessons From SEC's Action on Leveraged ETPs, Cadaret Grant
By Max SchatzowA review of issues for firms to consider as they develop supervisory procedures around leveraged or inverse exchange products.
September 11, 2018
LPL-Affiliated Group Adds 7 Advisors in TexasGenesis Wealth has about $300 million in assets and expects to hit $500 million next year, according to one of its 12 advisors.
September 11, 2018
Fleming's Rockefeller Said to Target Silicon Valley Wealth FirmThe firm, led by the former leader of Morgan Stanley's financial advisors, is in talks to acquire CTC|myCFO assets and aims to buy more wealth companies on the West Coast.
September 10, 2018
Betterment Offers Stage-of-Life Advice PackagesA menu of financial packages offer quick and relatively inexpensive plans and advice from CFPs.
September 10, 2018
Brinker Cap Drops HNW Account Minimum, Adds Execs From TD, Morgan StanleyThe RIA cuts the investment minimum of its Wealth Advisory services in half, to $1 million.
September 10, 2018
3 Top Succession Strategies for Advisors: Which One's Right for You?The first step in developing a succession plan is choosing a strategy that fits your practice and time horizon.
September 07, 2018
Where Will Advisors Be in 10 Years?Much has been reported about advisors' changing role, but "what's new here is that advisors are now believing it," says Howard Schneider.
September 07, 2018
Oranj and Redtail Join Up to Improve Advisor EfficiencyThe integration unites Redtail's CRM with Oranj's free wealth management platform that will reduce costs and redundancies.