Carson Group Hit With $500K FINRA Arb Claim
By Melanie WaddellThe client claims it was charged excessive fees and wants compensation for damages.
February 13, 2019
TD Ameritrade Upgrades Veo One, AdvisorClient; Presents Tech AwardsAt LINC conference, the custodian enhances advisor, end-client platforms while funding new third-party tech.
February 13, 2019
Top 10 Safest States for SeniorsTheSeniorList.com ranked states on risks to seniors like fraud, living alone and violent-injury deaths.
February 13, 2019
Joe Duran: 4 Ways to Show Clients You're 'Worth It'The head of United Capital tells advisors to take a lesson from premium brands: "Price is fact. Value is perception."
February 13, 2019
Josh Brown's Tech Advice for Advisors: Calm Down!Think you need your own robo-advisor or an elaborate proprietary tech platform? You don't, Brown says.
February 11, 2019
Maryland's 'Sweeping' Fiduciary Bill Puts Advisors Under More Stringent StandardMaryland's 2019 bill is also "very broad as applied to insurance producers," states Stradley Ronon attorney William Mandia.
February 11, 2019
Entreda Brings Cybersecurity to DocupaceThe strategic alliance can serve as a blueprint for older tech vendors to gain cybersecurity coverage, Entreda says.
February 08, 2019
Maryland Introduces Fiduciary Rule as Part of a Broader Consumer BillMaryland is one of a growing number of states to consider fiduciary rules for broker-dealers and other financial agents.