HighTower Nabs $2.6B Group in Memphis: Recruiting Roundup
By Janet LevauxMeanwhile, Raymond James' Alex. Brown division has added a veteran advisor from Wells Fargo with $113 million in client assets in Boston.
February 20, 2019
A Better Landscape for Investment ResearchMiFID II's impact on the research industry is slow but steady, opening up new avenues for investment managers.
February 19, 2019
Please Harmonize With SEC Reg BI: Insurance Groups to NAICIRI is praising the SEC's approach. Three other groups told the NAIC they want a buffer against state fiduciary rule proposals.
February 19, 2019
Dynasty Financial Moving HQ From NYCThe RIA service provider says it's time to hire more financial professionals in another part of the country.
February 19, 2019
10 Riskiest States for SeniorsSurprisingly, the top state on this list is a hot spot for retirees.
February 15, 2019
4 Ways to Make Culture Count for Independent Advisors"Culture" is a term often thrown around today, but what does it mean, and what do firms need to do to harness it?
February 15, 2019
Why the Commonwealth-MassMutual Tie-Up Is a 'Big Deal'"All companies have to think of themselves as technology companies now," a Commonwealth tech exec says.
February 14, 2019
8 Dangers That Come as Firms DigitizeAon's newly released 2019 Cyber Security Risk Report cites eight digitization cyber risks firms face and actions they need to take.