Final SEC Reg BI Plan Likely in 3rd Quarter, Says IAA Executive
By Melanie WaddellNeil Simon, the Investment Adviser Association's top lobbyist, says that despite delays, "it's going to happen."
February 07, 2019
Fidelity Launches First Model Portfolios With ETFsThe two income-producing portfolios include active and passive mutual funds along with ETFs.
February 07, 2019
TD Ameritrade CEO Hockey Vows Not to Compete With RIAs"We've been ambiguous about this in the past," but "our strategy is clear," CEO Tim Hockey says.
February 07, 2019
A Sustainable Robo-Advisor That Wants to Redefine Corporate SuccessNewday favors companies that value employees and suppliers as much as their shareholders.
February 07, 2019
SIMON Says It's Offering a 'Single Solution' for Structured ProductsPlatform launched by Goldman now includes multiple issuers; will expand to annuities in Q2.
February 07, 2019
Inside TD Ameritrade's Fight to Close the Advisor Talent GapTD Ameritrade's Kate Healy told ThinkAdvisor about the firm's efforts to build a younger, more diverse talent pool.
February 06, 2019
Raymond James, LPL Nab Wells Fargo Reps: Recruiting RoundupMeanwhile, Ameriprise Financial brings on an advisor from Morgan Stanley, and Securities Service Network adds Retirement Planning Group (RPG), which formerly worked with Ameritas Investment Corporation.
February 06, 2019
Ric Edelman to Cut Ties With BitwiseEdelman wants to avoid potential conflicts of interest with his clients that could arise in the future.