VIP Views on Today's Top Planning Issues
By Jane Wollman Rusoff, Ginger Szala and Melanie WaddellExperts weigh in on the pandemic's impact, as well as the latest portfolio, retirement and tax issues.
September 23, 2021
$1.75B Advisor Team Ditches Merrill for Dynasty"We now have the ability to be solutions based, not product driven," the new firm's CEO said.
September 23, 2021
2 Hiring Secrets of the Most Successful FirmsThe most successful firms think about their hiring differently than the average business.
September 23, 2021
4 SEC Hot Buttons Advisors Should Address ImmediatelyThe agency is in a prickly mood, and may compel advisors to reimburse clients if certain disclosures aren't met.
September 23, 2021
Interviewing New Talent? Questions You Can and Can't AskHere are ways to turn potentially litigious questions into insightful, legal alternatives.
September 22, 2021
What to Do if Congress Locks the Back Door on Roth IRAsAdvisors will have to act quickly if new tax rules eliminating backdoor and mega backdoor Roth IRA strategies are enacted.
September 22, 2021
Client Demand for Sustainable Investing GrowsDespite client interest, only 34% of RIAs surveyed had implemented sustainable investing strategies for their clients., SEI found.
September 21, 2021
How Proprietary Advisory Platforms Conflict With Fiduciary StandardsTo keep assets flowing to their best profit centers, some BDs are keeping their advisors in the dark on better offerings.