Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Putnam to Manage Nevada's 529 Advisor-Sold Plan
By Melanie WaddellMaking a bigger foray into the 529 college savings plan market, Putnam Investments was selected as the program manager for Nevada's 529 College Savings Plan, which is sold nationwide through financial advisors.
September 15, 2010
TD Ameritrade Launches New Unified Managed Account PlatformRIAs will have more portfolio management flexibility and investment choice
September 15, 2010
Japan Intervenes in Currency Market, Buying Dollars, Selling Yen$12 billion foreign exchange comes as Japan acts to protect exports
September 15, 2010
U.S. Stocks Close Higher on Manufacturing DataFed's industrial production numbers improve, though steady Empire State data disappoints
September 15, 2010
Johanns, Nelson Healthcare Law Amendments on 1099 FailRequirement to report vendor payments of $600 or more considered a big burden to small businesses.
September 15, 2010
EU Sets Rules on Derivatives, Shorts, CDSIn a bid to control the sort of trading that destabilized markets and put the euro in danger, the European Union proposed a series of rules governing such trades.
September 15, 2010
Economist and Strategist Both Say 'Double-Dip' Recession Not LikelyExpansion will be 'subpar;' rates stay low; are bond yields so low it's time to consider stocks?
September 15, 2010
Barclays Adds Manager in TexasStephen Head will lead operations for Barclays Wealth in Dallas and Houston