Broker Dealers
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Barclays Wealth Adds Manager in Texas
By Janet LevauxStephen Head will lead operations for Barclays Wealth in Dallas and Houston.
September 15, 2010
Survey Says: Investors Are Confused About Who's a FiduciaryThe majority of investors believe all financial professionals providing investment advice should be held to a fiduciary standard
September 15, 2010
The Practice Blog: Sifting Through the Fiduciary CommentsOf the thousands of comment letters that the SEC received before it started the formal study of putting brokers under a fiduciary standard of care, one caught my eye.
September 15, 2010
Barclays Wealth Adds Manager in TexasBarclays Wealth said Wednesday that it hired Stephen Head as managing director and regional manager for its operations in Dallas and Houston, as well as for regional business.
September 15, 2010
RAAs: Reputational Outbreak has BegunYesterday, you may have noticed a followup article from Bloomberg on the retained asset account (RAA) controversy that Bloomberg itself manufactured some weeks ago. For ...
September 15, 2010
RAAs: Reputational Outbreak has BegunYesterday, you may have noticed a followup article from Bloomberg on the retained asset account (RAA) controversy that Bloomberg itself manufactured some weeks ago. For ...
September 14, 2010
Climate Change Is Real, Says Deutsche BankDeutsche Bank on Monday released a white paper titled "Climate Change: Addressing the Major Skeptic Arguments," citing "a determined assault" by climate science skeptics.
September 14, 2010
August Fund Flows Up to Nearly $17 Billion, Morningstar ReportsMorningstar on Tuesday said flows into long-term mutual funds increased by more than 11% in August to $16.8 billion, with fixed-income funds receiving the majority of these assets.