Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Edward Jones Adds Alt Investments, Advanced Planning for HNW Clients
By Dinah Wisenberg BrinThe firm entered into a relationship with CAIS, an alternative investment technology platform for financial advisors.
April 17, 2025
How Opening a Morgan Stanley Account Led to a Fraud ArrestThe firm alerted authorities after a Georgia man tried to deposit $32.5 million into a brokerage account, prosecutors allege.
April 17, 2025
Stay or Go? Advisor Consultant Offers 7 Points to ConsiderAdvisor transition specialist Maria Kutscher outlines a framework to assess potential exits.
April 10, 2025
Advisors Tread Carefully to Avoid Spooking Clients as Markets PlungeFinancial planners may try to calm investors but it could backfire if communication is rare, Michael Kitces warns.
April 04, 2025
Josh Brown: It's Not Time to Buy the DipClients who want to take gains should be careful to avoid tax liability, the Ritholtz Wealth CEO says.
April 03, 2025
Peter Mallouk: Market Is 'Far From Blood in the Streets'Stocks would be down 20% today if investors believed tariffs would last beyond a year, Creative Planning's CEO says.
March 28, 2025
'Naming and Shaming' Discourages Advisor Misconduct: StudyNew research found that firms with high misconduct rates cleaned up their acts after their names were published.
March 26, 2025
UBS Delays Advisor Pay Cut From 12b-1 FeesThe delayed cuts are separate from other compensation changes UBS made this year.