NOT FOR REPRINT
'Naming and Shaming' Discourages Advisor Misconduct: Study
News March 28, 2025 at 02:05 PM
Share & Print
What You Need To Know
- About 1 in 15 advisors has a history of serious misconduct, rising to 1 in 6 in certain regions and firms.
- In 2016, researchers from Harvard, Northwestern and Stanford ranked the firms with the highest share of advisors with misconduct records.
- The top 20 names were published. The next 20 were not. Only the first group showed lower misconduct rates in 2024.
NOT FOR REPRINT
© Arc, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
Immediate Answers to Critical Tax Questions At Your Fingertips
Keep up with the latest tax rules and regulations with weekly, exclusive updates by our Tax Facts experts.
Get More InformationRecently Added Q&As
Recently Updated Q&As
What is the temporary “senior deduction” deduction for taxpayers age 65 and over?
Get Answer
Recently Updated Q&As
What is the temporary deduction for auto loan interest?
Get Answer
Recently Updated Q&As
What is the temporary deduction for overtime income?
Get Answer
Recently Updated Q&As
What is the temporary deduction for tip income?
Get Answer
Recently Updated Q&As
What is a high deductible health plan for purposes of an HSA?
Get Answer
Recently Updated Q&As
Are remote workers eligible for leave under the Family and Medical Leave Act (FMLA)?
Get Answer
Recently Updated Q&As
What is the CARES Act employee retention tax credit that was available during 2020 and 2021?
Get Answer
Recently Updated Q&As
Who must file a return?
Get Answer