Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Ex-Wells Fargo Advisor Defrauded Health Plans, Jury Finds
By Allison BellThe financial professional and a pharmacist secured $4 million in extra benefits payments, the U.S. attorney argued.
December 12, 2023
DOL's Gomez Lays Out Fiduciary Rule's Chief GoalsDOL's two-day public hearing on its new fiduciary plan kicked off Tuesday, with more than 40 groups set to testify.
December 12, 2023
9 Reasons Older, Wealthy People Want to Make Younger FriendsFor your business, you can — and should — connect with people who are about the same age as your grandparents.
December 11, 2023
Michael Finke: 3 Critical Lessons From the COVID CrashIt also showed the value of target-date funds, the retirement researcher says.
December 08, 2023
Open Enrollment Reminder: 2024 FSA Contribution Limit Set at $3,200That's a $150 increase from 2023.
December 08, 2023
Mercer Buys Vanguard's Outsourced CIO BusinessThe unit provides investment management services for nonprofit organizations and other institutional investors.
December 07, 2023
Hotly Anticipated Secure 2.0 Act Corrections Bill Lands in House and SenateThe push is already on to find a piece of must-pass legislation to which to attach the new Secure 2.0 corrections bill.
December 06, 2023
IRS Expands Crackdown on Bogus Employee Retention Credit ClaimsThe agency is sending an initial round of more than 20,000 letters notifying taxpayers of disallowed ERC claims.