Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Are Money Markets and CDs a Good Investment Now? Advisors' Advice
By John ManganaroElevated interest rates have more clients asking about these investment and savings vehicles, advisors told us.
January 03, 2023
Is Gen X Sitting on a Pile of Wealth?New research suggests that Gen X is now significantly wealthier than baby boomers were at the same age.
December 30, 2022
E-Trade Enhances Investing, Trading Platforms: Tech RoundupThe enhancements will give clients more control over how they stay informed on market activity, E-Trade says.
December 30, 2022
Advisors Are Unhappy, and They Have Options, Recruiters WarnRecruiters are urging firms, especially legacy BDs, to rethink their recruiting strategies or risk being left behind.
December 29, 2022
RIAs Open to New Billing Methods, Study ShowsAdvisors are increasingly exploring alternatives to quarterly billing, an Advyzon study shows.
December 29, 2022
FINRA Fines, Suspends Broker Who Hid Felony ChargesThe broker pleaded guilty to attempted vehicular assault and waited 10 months too long to report it, FINRA says.
December 29, 2022
Fidelity Files NFT, Metaverse Trademark ApplicationsOne application mentions "retirement fund investment services in the metaverse" and "digital currency services," such as trading.
December 29, 2022
How I Became a Financial Advisor: Advisors' AdviceHere are 12 pieces of advice for starting out in the business, from advisors who have been there.