Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Expressions That Help You Get What You Want
By Bryce SandersAdvisors face many situations where using the right words is the key to getting the desired result.
January 05, 2023
Focus Partner Firm to Merge With Real Estate GroupKovitz Investment Group Partners is set to merge with Origin Holding Co., a private real estate fund manager.
January 05, 2023
Onramp Launches SMA Solution for Advisors, Asset Managers: Tech RoundupAlso, an activist investor nominated four candidates, including ex-UBS Exec Tom Naratil, to Envestnet's board.
January 05, 2023
FPA Has a New PresidentThe new leader, Jamie Lee, is also head of Lee Investment Management in Saratoga Springs, New York.
January 04, 2023
Morgan Stanley Takes On UHNW Challenges Beyond Tax PlanningThe Family Legacy and Governance Institute is intended to help with "qualitative" planning needs, Glenn Kurlander says.
January 04, 2023
Secure 2.0 Cements the Role of Roth: Jeff LevineThe law includes hundreds of provisions, but the most noteworthy involve new opportunities to use Roth-type accounts.
January 03, 2023
Former Fidelity Broker Wins $500K in Wrongful Termination CaseA FINRA panel also ruled that the ex-broker's Form U5 termination disclosures should be revised.
January 03, 2023
10 Ways to Help Clients Cope With DeathAdvisors should know both estate-planning techniques and how to speak with clients facing the death of relatives.