Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Cetera Picks Up $2.5B RIA
By Jeff BermanPatriot Financial Group, formerly affiliated with Advisor Group's Securities America, has 70-plus advisors in seven states.
January 10, 2023
Daniel Moisand Takes Over as CFP Board ChairMajor ongoing projects for the CFP Board include a review of the board's competency standards.
January 09, 2023
Arizona 'Advisor' Charged With 27 Counts of Mail, Wire FraudThe Personal Money Management president allegedly used $13.3 million in client funds to buy precious metals.
January 09, 2023
Got a Hiring Crunch? Maybe Your Firm's the ProblemIf you take a hard, honest look, you might find several reasons job candidates steer clear of joining your firm.
January 09, 2023
Why Clients Shouldn't Claim Social Security Early to Protect PortfoliosA new study of real historical return data finds delayed claiming produces greater wealth for most investors.
January 09, 2023
5 Trends Shaping Wealth Management in 2023 and BeyondThese under-the-radar industry developments could have a big impact on your firm's strategic planning.
January 06, 2023
How to Personalize the Client Experience: Julie LittlechildGive clients what they want, not what you think they want, the Absolute Engagement founder says.
January 06, 2023
Jeff Levine Answers Secure 2.0 Tax Questions From AdvisorsThe CPA and financial planner addressed Roth contributions, RMDs and 529 plan rollovers.