Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Peter Mallouk: Why Politicians Don't Matter Much to Markets
By Dinah Wisenberg BrinStock returns have "been positive in every year following a midterm election since WWII," he tweeted.
October 24, 2022
Why One Advisor Went All-Cash in Early 2022It may be time to reconsider how much market risk is appropriate for older clients, Mike Piershale tells ThinkAdvisor.
October 24, 2022
Ex-MassMutual Broker Pleads Guilty to Defrauding ClientsThe barred broker used a client's funds to pay down his own debt and for personal travel.
October 24, 2022
Cetera Takes Minority Stake in $2.5B FirmCetera has made an unspecified investment in CCR Wealth Management, based in the Boston area.
October 24, 2022
4 Questions Your Prospects Want You to AskWant to stand out from the advisor crowd? Ask the questions that matter most.
October 24, 2022
How to Maintain RIA Independence Amid a Wave of ConsolidationNew client demands, lower trading revenue and a search for economies of scale have triggered increased M&A, but not all firms aim to sell.
October 24, 2022
Fidelity Rolls Out Institutional Custom SMAsFidelity's RIA clients should have access to the direct indexing SMA services in early 2023.
October 21, 2022
Are 401(k)s Enough? Ghilarducci and Biggs Debate Future of RetirementOne thing the two retirement scholars agree on is that the retirement bills in Congress are sorely lacking.