Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
With AI Exploding, Here Are 3 Ways to Boost Your Humanness
By Steve SanduskiThe best response to ChatGPT, Bard and other artificial intelligence tools? Be more of what they're not.
December 18, 2023
Complying With SEC Cyber Rules Remains 'Super Difficult'Rules now require public firms to report cyber issues within four business days of finding them "material" to shareholders.
December 15, 2023
Advisors See Benefits From High Interest Rates, Expect Yield Curve to Flip Soon: SurveyWith a higher rate environment, bonds are once again prominent in the asset allocation discussion.
December 14, 2023
IRS Overhauls Leadership StructureThe moves set for early 2024 mark the agency's first such organizational change in more than two decades.
December 14, 2023
Edelman Financial Buys $1.5B Retirement FirmThis is the company's largest deal, based on assets, since it began acquiring other entities in 2021.
December 14, 2023
New Bill Would Permit Roth IRA to Roth 401(k) RolloversCurrent law prohibits workers from rolling Roth IRA savings into workplace-based Roth retirement plans.
December 14, 2023
Why the Annuity Industry Needs a Fiduciary StandardEliminating the systemic problems caused by commissions will unlock vast new pools of assets and attract new users.
December 14, 2023
20 Books Loved by Industry ExecsCarl Richards, Bill Crager, Natalie Wolfsen and others recommend these reads for inspiration, lessons in leadership and fun.