Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
FPA Rolls Out Membership Program for Ameriprise-Affiliated Advisors
By Michael S. FischerThe program includes a group discount on FPA's dues for Ameriprise's network of independent advisor practices.
October 04, 2023
Hightower Lays Off About 5% of StaffThe company cited an "ongoing strategic realignment."
October 04, 2023
Pershing X Reveals a Big Adopter of Its AI-Backed PlatformThe BNY Mellon unit will also provide broker-dealer clearing and custody solutions to Integrity advisors.
October 04, 2023
Nitrogen Unveils Platform Updates at FearlessLead Management software, coming in 2024, uses AI-driven predictive analytics to help advisors' prospecting.
October 04, 2023
LPL Adds $1B Team to Employee Advisor ChannelThe three-person team joined Linsco by LPL Financial from Fifth Third Private Bank and launched PB FAM Private Wealth.
October 03, 2023
20 Richest Women in the U.S.: Forbes, 2023Forbes today revealed its updated, heavily researched ranking of the 400 richest people in the U.S.
October 03, 2023
7 Trends in Year-End Planning for Wealthy ClientsMany clients need help applying this year's stock gains to their legacy goals, Paulina Mejia says.
September 29, 2023
FINRA Suspends Ex-Ameriprise Rep Over DUI ConvictionThe former broker failed to disclose the felony conviction for nearly five years, FINRA said.