Robinhood Says CFTC Asked It to Halt Super Bowl Wagers
By Paige SmithThe agency said it has “serious concerns” about firms offering access to contracts that may not be legally permissible.
February 04, 2025
Rockefeller Lures $1B Team From JanneyThe upstate New York group has served individual, charitable and small-business clients.
February 04, 2025
LPL to Expand Alts Offerings in HNW PushAlternatives are an important tool for advisors serving wealthy clients, CEO Rich Steinmeier says.
February 04, 2025
Groups Sue Treasury Over DOGE Access to Social Security Payments"The scale of the intrusion into individuals’ privacy is massive and unprecedented," two unions and a retirees' group say.
February 04, 2025
RFK Jr. Clears Senate Committee, Heads to Full Vote to Lead HHSThe committee voted along party lines; 14 Republicans voted to support him, while 13 Democrats did not.
February 04, 2025
Apex Clearing to Pay $3.2M Over Securities Lending Program"Customers were exposed to risks but did not receive any of the borrowing fee," FINRA says.
February 04, 2025
1 in 4 Clients Would Consider Switching Advisors After $1M Inheritance: SurveyWhile overall satisfaction rates are high, millennials are the most likely to invest a windfall elsewhere, Orion finds.
February 04, 2025
Social Security Claiming: The Case of the Sole BreadwinnerJust because one spouse earned all the income doesn’t mean a couple shouldn’t carefully coordinate their claiming strategy.