5 Years In, Reg BI Is Still Unclear to BDs

Analysis May 19, 2025 at 04:49 PM
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What You Need To Know

  • For example, many firms and reps continue to have questions about what "reasonably available alternatives" really means, according to one industry attorney.
  • Compliance professionals say Reg BI has been a heavy lift but has helped to de-risk the industry.
  • Tech tools can help with compliance, lawyer Valerie Mirko says.
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